Paraplanner / Financial Planner/Trading & Portfolio Execution Role

We are seeking a highly driven, competitive Paraplanner / Financial Planner/Trading & Portfolio role to join a fast‑growing, high‑standards financial practice. This role is built for a top performer, someone who thrives in a results‑oriented environment, values precision, and wants to play a meaningful role in investment execution and client success.

This is not a passive support role. You will be a trusted professional with direct responsibility for trading, portfolio execution, and plan implementation, working closely with lead advisors to deliver exceptional outcomes for clients.

What Sets This Role Apart

  • You will be hands‑on with managing firm trading and portfolio execution
  • Your accuracy, speed, and discipline will directly impact client results
  • You’ll work in a high‑expectations, team‑driven environment that values initiative and accountability
  • Performance, ownership, and contribution are recognized and rewarded

Key Responsibilities

  • Execute securities trades with precision, efficiency, and full regulatory compliance
  • Partner closely with lead Financial Planners to prepare client strategies, meeting materials, and follow‑ups
  • Support financial planning analysis, implementation, and ongoing plan execution
  • Manage portfolio updates, rebalancing, and allocation changes
  • Maintain clean, accurate, and compliant client account records
  • Communicate professionally with clients regarding account activity and service items (as appropriate)
  • Coordinate with custodians, broker‑dealers, and internal team members to resolve issues quickly
  • Take ownership of tasks from start to finish with minimal oversight
  • Contribute as a team player in a high‑performance, growth‑focused culture

Required Qualifications

  • Active Series 7 and Series 63 licenses (REQUIRED)
  • Experience as a Paraplanner, Financial Planner, or Financial Services Associate
  • Strong understanding of investment products, trading, and portfolio mechanics
  • Exceptional attention to detail, especially in trade execution and documentation
  • Ability to thrive in a fast‑paced environment with multiple priorities
  • Highly driven, competitive mindset with pride in quality and results
  • Strong communication and organizational skills

Preferred Qualifications

  • Experience in an RIA or broker‑dealer environment
  • Familiarity with custodial platforms, CRM systems, and financial planning software

Who Thrives Here

  • Professionals who take ownership and follow through
  • Individuals motivated by high standards and responsibility
  • Team‑oriented performers who elevate those around them
  • People who want to grow, advance, and be trusted with more over time

What We Offer

  • Competitive compensation based on experience and performance
  • Meaningful responsibility and trust from day one
  • Direct exposure to senior advisors and complex planning work
  • A collaborative, high‑performance culture
  • Long‑term growth opportunities for top contributors

If this role aligns with your experience and ambition, we encourage you to apply!

Pay: $100,000.00 - $125,000.00 per year

Benefits:

  • Dental insurance
  • Health insurance
  • Paid time off
  • Retirement plan
  • Vision insurance

Work Location: In person

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